Business Continuity Plan

Business Continuity Plan Statement for Ram Financial LLC

At Ram Financial LLC, we are committed to ensuring the highest level of service and reliability for our clients. As an introducing brokerage, we understand the critical importance of uninterrupted operations, particularly in executing and clearing trades through our clearing partner, Apex.

In alignment with our commitment to operational resilience, we have established a comprehensive Business Continuity Plan (BCP) designed to mitigate risks associated with unexpected disruptions, whether they stem from natural disasters, technology failures, or other unforeseen events. Our BCP encompasses procedures to maintain or promptly resume essential operations to ensure that our clients' trading activities continue seamlessly.

Key features of our BCP include:

• Data Protection: Secure backup systems and redundancy measures are in place to protect client data and ensure the integrity of our trading systems.

• Communication Protocols: In the event of a disruption, we will promptly communicate with clients, employees, and other key stakeholders through various channels, including email, phone, and our website (Aries.com).

• Geographic Dispersal: To enhance recovery capabilities, critical systems and infrastructure are hosted in geographically diverse locations.

• Third-Party Coordination: We maintain regular contact with Apex and other critical third-party vendors to ensure a coordinated response in times of disruption.

• Regular Testing and Review: The BCP is tested and reviewed periodically to incorporate lessons learned, regulatory updates, and evolving business needs.

Please note that while our BCP is robust, it is not infallible, and certain situations may exceed its scope. In such instances, we will make every effort to address the situation and return to normal operations as swiftly as possible.

For further information regarding our Business Continuity Plan, please contact us at [e-mail] or visit us at our office located at 1420 Washington Blvd, Detroit, MI, 48226.

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